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Mason James Petersen

DC Advisory

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About Mason James Petersen

Mason James Petersen is a financial professional with DC Advisory, a firm with a focus on investment banking. Mason holds Series 79TO and SIE licenses and is registered in Illinois and New York. Mason has been in the industry since July 30, 2023. Mason's current role involves providing investment banking services to clients.

Firm Information

Mason Petersen is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mason Petersen’s Registration & Firm History

IL

07/31/2023 - Present

DC Advisory (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/03/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mason James Petersen.
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