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Mason Alexander McGurrin

Capital ONE Securities, Inc.

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About Mason Alexander McGurrin

Mason McGurrin is a financial professional with over 19 years of experience in the industry. He is currently registered with Capital One Securities, Inc. and has been active in the industry since 2004. Mason has experience with a variety of firms including Citigroup Global Markets Inc. and Deutsche Bank Securities Inc. Mason is licensed to sell securities in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia.

Firm Information

Mason McGurrin is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mason McGurrin’s Registration & Firm History

TX

09/19/2014 - Present

Capital ONE Securities, Inc. (HOUSTON TX)

TX

09/22/2011 - 08/07/2014

CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)

TX

09/03/2008 - 09/21/2011

DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)

NY

11/13/2003 - 08/15/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mason Alexander McGurrin.
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