Unclaimed
Masaru Kunitsugu has been in the financial industry for 27 years. Masaru is currently registered with Mizuho Securities USA LLC. Masaru has held previous registrations with several other firms including Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and Goldman, Sachs & Co. Masaru has passed the Series 7, Series 3, and SIE exams and has been licensed to sell securities since 1993.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/31/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/12/2015 - 12/03/2018
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
08/21/2012 - 08/05/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
10/01/2008 - 06/15/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/05/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/15/1993 - 05/15/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 11/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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