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Masahito Nonaka

Smbc Nikko Securities America, Inc.

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About Masahito Nonaka

Masahito Nonaka is a financial professional who has been active in the industry since March 29, 2020. Masahito is currently registered with Smbc Nikko Securities America, Inc. in New York, New York. Masahito holds the Series 3, Series 7TO, Series 24 and Series 63 licenses.

Firm Information

Masahito Nonaka is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Masahito Nonaka’s Registration & Firm History

NY

03/30/2020 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2020

Series 24 - General Securities Principal Examination

BC

Issued 08/10/2023

Series 3 - National Commodity Futures Examination

BC

Issued 03/29/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/25/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Masahito Nonaka.
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