Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Masahiro? Claim Your ProfileMasahiro Yamauchi is a financial professional with Daiwa Capital Markets America Inc. Masahiro is a registered representative with FINRA and holds the Series 7TO, SIE and Series 24 licenses. Masahiro is currently registered with Daiwa Capital Markets America Inc. in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2024 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 07/09/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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