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Masahiko Ota

Mufg Securities Americas Inc.

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About Masahiko Ota

Masahiko Ota is a registered representative with Mufg Securities Americas Inc., a firm headquartered in New York, NY. Masahiko Ota holds the Series 7TO and SIE licenses.

Firm Information

Masahiko Ota is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Masahiko Ota’s Registration & Firm History

NY

07/13/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/13/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/18/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Masahiko Ota.
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