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Masafumi Inoue

Mufg Securities Americas Inc.

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About Masafumi Inoue

Masafumi Inoue is a financial advisor registered with the FINRA and 51 states. Masafumi Inoue is registered as an Agent with the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7TO), and Uniform Securities Agent State Law Examination (Series 63). Masafumi Inoue is currently employed by Mufg Securities Americas Inc., and has been with the firm since 5/28/2024.

Firm Information

Masafumi Inoue is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Masafumi Inoue’s Registration & Firm History

NY

05/28/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/02/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Masafumi Inoue.
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