Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Masa? Claim Your ProfileMasa Kao Noggle is a financial advisor with Houlihan Lokey Capital, Inc. based in San Francisco. Masa Noggle has been in the industry since 2020. Masa holds Series 63, 65, 79TO and SIE licenses. Masa is currently registered to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/28/2024 - Present
Houlihan Lokey Capital, Inc. (San Francisco CA)
BC
Issued 09/09/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2024
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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