Unclaimed
Maryrose Dombrowski is a financial professional with over 27 years of experience in the industry. Maryrose is currently registered with Charles Schwab & CO., Inc. in Phoenix, Arizona. Maryrose previously worked for TD AMERITRADE, INC., BROKERSXPRESS LLC, SOUTHWEST SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and ABN AMRO INCORPORATED. Maryrose holds a Series 3, Series 4, Series 7, Series 24 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
08/28/2012 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
07/27/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
IL
01/12/2010 - 09/27/2012
BROKERSXPRESS LLC (CHICAGO IL)
IL
06/03/2008 - 12/11/2009
SOUTHWEST SECURITIES, INC. (CHICAGO IL)
NY
04/02/2004 - 06/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
09/18/2002 - 04/02/2004
ABN AMRO INCORPORATED (STAMFORD CT)
NY
05/30/1996 - 01/07/2002
REFCO SECURITIES, LLC (NEW YORK NY)
BC
Issued 06/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/1996
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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