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Maryrose Dombrowski

Charles Schwab & CO., Inc.

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About Maryrose Dombrowski

Maryrose Dombrowski is a financial professional with over 27 years of experience in the industry. Maryrose is currently registered with Charles Schwab & CO., Inc. in Phoenix, Arizona. Maryrose previously worked for TD AMERITRADE, INC., BROKERSXPRESS LLC, SOUTHWEST SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and ABN AMRO INCORPORATED. Maryrose holds a Series 3, Series 4, Series 7, Series 24 and Series 63 license.

Firm Information

Maryrose Dombrowski is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Maryrose Dombrowski’s Registration & Firm History

AZ

08/28/2012 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

NE

07/27/2021 - 12/31/2023

TD AMERITRADE, INC. (OMAHA NE)

IL

01/12/2010 - 09/27/2012

BROKERSXPRESS LLC (CHICAGO IL)

IL

06/03/2008 - 12/11/2009

SOUTHWEST SECURITIES, INC. (CHICAGO IL)

NY

04/02/2004 - 06/02/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

09/18/2002 - 04/02/2004

ABN AMRO INCORPORATED (STAMFORD CT)

NY

05/30/1996 - 01/07/2002

REFCO SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/1996

Series 4 - Registered Options Principal Examination

BC

Issued 08/08/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/1996

Series 7 - General Securities Representative Examination

BC

Issued 04/29/1992

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maryrose Dombrowski.
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