Unclaimed
Maryanne McGovern is a financial advisor with Equity Services, Inc., located in Montpelier, VT. Maryanne has been in the financial industry since 2001. She is a registered representative and investment advisor representative with Equity Services, Inc. Maryanne has experience providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
01/05/2023 - Present
Equity Services, Inc. (MONTPELIER VT)
PA
01/29/2019 - 03/07/2022
HORNOR, TOWNSEND & KENT, LLC (HORSHAM PA)
NJ
03/09/2009 - 02/11/2011
UBS FINANCIAL SERVICES INC. (MT. LAUREL NJ)
NJ
03/14/2008 - 03/26/2009
CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)
PA
10/31/2002 - 03/04/2008
INVEST FINANCIAL CORPORATION (PHILADELPHIA PA)
NJ
07/17/2002 - 11/01/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
NY
05/21/2002 - 07/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/22/2000 - 12/20/2000
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/17/1996 - 09/26/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/19/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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