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Maryanne Dougherty McGovern

Equity Services, Inc.

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About Maryanne Dougherty McGovern

Maryanne McGovern is a financial advisor with Equity Services, Inc., located in Montpelier, VT. Maryanne has been in the financial industry since 2001. She is a registered representative and investment advisor representative with Equity Services, Inc. Maryanne has experience providing financial planning, pension consulting, and portfolio management services to individuals and businesses.

Firm Information

Maryanne McGovern is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maryanne McGovern’s Registration & Firm History

VT

01/05/2023 - Present

Equity Services, Inc. (MONTPELIER VT)

PA

01/29/2019 - 03/07/2022

HORNOR, TOWNSEND & KENT, LLC (HORSHAM PA)

NJ

03/09/2009 - 02/11/2011

UBS FINANCIAL SERVICES INC. (MT. LAUREL NJ)

NJ

03/14/2008 - 03/26/2009

CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)

PA

10/31/2002 - 03/04/2008

INVEST FINANCIAL CORPORATION (PHILADELPHIA PA)

NJ

07/17/2002 - 11/01/2002

FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)

NY

05/21/2002 - 07/12/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/22/2000 - 12/20/2000

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

09/17/1996 - 09/26/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/19/2004

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/28/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/04/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/29/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 09/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maryanne Dougherty McGovern.
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