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Maryann P Fulop

Raymond James Financial Services, Inc.

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About Maryann P Fulop

Maryann P. Fulop is a financial advisor registered with Raymond James Financial Services, Inc. in Colorado Springs, Colorado. Maryann has been in the securities industry since 1997 and has a wide range of experience in the financial services industry. Maryann holds Series 7, 31, and 63 licenses. Maryann is also a registered investment advisor and has a Series 65 license. Maryann has worked at several firms over the years, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Raymond James Financial Services, Inc. Maryann's experience and expertise allow her to provide her clients with a wide range of financial services, including investment advice, retirement planning, and estate planning.

Firm Information

Maryann Fulop is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maryann Fulop’s Registration & Firm History

CO

09/09/2011 - Present

Raymond James Financial Services, Inc. (COLORADO SPRINGS CO)

DC

06/01/2009 - 08/23/2011

MORGAN STANLEY SMITH BARNEY (WASHINGTON DC)

DC

03/25/2009 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)

CO

03/02/2005 - 03/31/2009

RAYMOND JAMES FINANCIAL SERVICES, INC. (COLORADO SPRINGS CO)

NY

12/15/2003 - 10/25/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/30/1997 - 12/15/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/01/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 05/24/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maryann P Fulop.
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