Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maryann? Claim Your ProfileMaryann Elizabeth Shepherd is a financial advisor who has been in the industry since 2001. Maryann is registered with Cambridge Investment Research Advisors, Inc. and has a branch office location in Traverse City, MI. Maryann's past employment includes time with J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., LPL FINANCIAL CORPORATION, BANC ONE SECURITIES CORPORATION, SECURIAN FINANCIAL SERVICES, INC., and CENTENNIAL FINANCIAL SERVICES, INC.. Maryann holds a Series 6, Series 7, Series 63, and Series 66 license. Maryann's current registrations include Indiana and Michigan. Maryann also works as an independent insurance agent for various independent insurance companies. Maryann specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MI
04/02/2014 - Present
Cambridge Investment Research Advisors, Inc. (TRAVERSE CITY MI)
MI
10/01/2012 - 04/09/2014
J.P. MORGAN SECURITIES LLC (TRAVERSE CITY MI)
MI
11/09/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (TRAVERSE CITY MI)
MI
01/17/2007 - 09/13/2010
LPL FINANCIAL CORPORATION (TRAVERSE CITY MI)
MI
07/06/2005 - 04/17/2006
CHASE INVESTMENT SERVICES CORP. (TRAVERSE CITY MI)
IL
01/07/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
10/01/2001 - 12/31/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MI
09/23/1999 - 09/28/2001
CENTENNIAL FINANCIAL SERVICES, INC. (LANSING MI)
BOTH
Issued 01/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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