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Maryann Capone

Vanderbilt Securities, LLC

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About Maryann Capone

Maryann Capone has been in the securities industry since 1998. Maryann is currently registered with Vanderbilt Securities, LLC in Woodbury, New York. Maryann has passed the Series 7, Series 63 and SIE exams. Maryann was previously registered with North Ridge Securities Corp. in Melville, New York.

Firm Information

Maryann Capone is currently registered with Vanderbilt Securities, LLC. Vanderbilt Securities, LLC is a Limited Liability Company that was formed on December 5, 2001. The firm is registered in 51 states and the SEC and is approved to operate in all of them.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maryann Capone’s Registration & Firm History

NY

05/24/2002 - Present

Vanderbilt Securities, LLC (WOODBURY NY)

NY

09/01/1998 - 05/23/2002

NORTH RIDGE SECURITIES CORP. (MELVILLE NY)

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Licenses & Designations

BC

Issued 09/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maryann Capone.
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