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Mary Wheelock Goddard

Sprott Asset Management USA Inc.

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About Mary Wheelock Goddard

Mary Goddard is an active Registered Representative and Investment Advisor Representative with Sprott Asset Management USA Inc. Mary has been in the industry since August 1987. Mary has a broad range of experience with 52 approved state registrations and 2 approved Investment Advisor state registrations. Mary has previously worked at Torrey Pines Securities, Inc. and Planner's Independent Management, Inc.

Firm Information

Mary Goddard is currently registered with Sprott Asset Management USA Inc.. Sprott Asset Management USA Inc. is an investment adviser registered with the SEC and located in Darien, CT. The firm manages approximately $1 billion to $10 billion in assets and provides portfolio management services to individuals, businesses, pooled investment vehicles, and investment companies. They specialize in managing assets for clients in the following categories: high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and investment companies. The firm's regulatory assets under management are $4.6 billion.
Sprott Asset Management USA Inc.

320 POST ROAD

DARIEN, CT 06820

$4.60B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mary Goddard’s Registration & Firm History

CT

02/28/2006 - Present

Sprott Asset Management USA Inc. (DARIEN CT)

CA

04/12/1993 - 12/07/1994

TORREY PINES SECURITIES, INC. (SAN DIEGO CA)

CA

08/20/1987 - 05/07/1993

PLANNER'S INDEPENDENT MANAGEMENT, INC. (SAN MARCOS CA)

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Licenses & Designations

BOTH

Issued 07/01/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Wheelock Goddard.
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