Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Watson Hayes is a registered investment advisor with Rockefeller Financial LLC. Mary has been in the industry since 2011 and holds both Series 63 and Series 65 licenses. She is also a registered representative and has passed the Series 7 and SIE exams. Mary has extensive experience in the financial services industry, working previously with First Republic Securities Company, LLC and Scudder Investor Services, Inc. Her focus is on providing personalized financial advice and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Mary is committed to helping her clients achieve their financial goals through a comprehensive approach that considers their individual needs and circumstances.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/16/2023 - Present
Rockefeller Financial LLC (New York NY)
NY
01/27/2014 - 06/27/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
02/02/1998 - 05/17/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 08/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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