Unclaimed
Mary Veronica Gillick is a securities professional with over 38 years of experience in the industry. Mary is currently registered with ICE Bonds Securities Corp. Her previous firms include TMC BONDS L.L.C., DB ALEX. BROWN LLC, CHASE SECURITIES INC., CS FIRST BOSTON CORPORATION, and KIDDER, PEABODY & CO. INCORPORATED. Mary holds several professional licenses and qualifications including Series 63, Series 53, Series 52TO, SIE, and Series 7. She is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/29/2019 - Present
ICE Bonds Securities Corp. (White Plains NY)
NY
08/21/2001 - 06/03/2020
TMC BONDS L.L.C. (New York NY)
MD
11/14/1996 - 01/10/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
04/27/1995 - 07/29/1996
CHASE SECURITIES INC. (NEW YORK NY)
NY
08/01/1991 - 04/11/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
04/08/1982 - 08/06/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 05/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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