Unclaimed
Mary Teresa Villegas is a financial professional with over 20 years of experience in the securities industry. She has a broad range of experience in various financial services roles, including time with HSBC Securities (USA) Inc., UBS Financial Services Inc., and Citigroup Global Markets Inc. Currently, Mary Teresa is a registered representative with Deutsche Bank Securities Inc. She has a deep understanding of the financial markets and a commitment to providing her clients with personalized and effective investment advice. Mary Teresa is a Series 7, 63, 24, 9, 10, 52, and 53 licensed professional. She is also a licensed Investment Advisor Representative (Series 65).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
12/01/2020 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
NY
07/14/2017 - 12/19/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
03/02/2011 - 03/06/2017
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/29/2007 - 06/10/2010
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
08/26/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
03/19/2002 - 08/15/2002
HCFP BRENNER SECURITIES, LLC (NEW YORK NY)
NY
02/26/1999 - 03/15/2002
CORINTHIAN PARTNERS, L.L.C. (NEW YORK NY)
NY
07/01/1998 - 01/22/1999
PRIME CHARTER LTD. (NEW YORK NY)
NY
12/01/1997 - 05/21/1998
OPPENHEIMER & CLOSE, INC. (NEW YORK NY)
IA
Issued 10/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2006
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/20/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/25/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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