Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Tara Rogers is a registered representative with J.P. Morgan Securities LLC. Mary has over 20 years of experience in the financial services industry. She has held previous roles with Goldman, Sachs & Co., Banc of America Securities LLC, Donaldson, Lufkin & Jenrette Securities Corporation, MetLife Securities Inc., and Metropolitan Life Insurance Company. Mary holds Series 4, 6, 7, 16, and 63 licenses. She is also a registered principal with J.P. Morgan Securities LLC. Mary is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/27/2010 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/10/2004 - 08/02/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/06/2000 - 07/25/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NJ
07/07/2000 - 10/30/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MA
10/09/1989 - 03/02/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/09/1989 - 03/02/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 12/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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