Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Susan Vick has over 12 years of experience in the financial services industry. Mary is currently a registered representative with SP Securities LLC and holds a Series 7, Series 63, and Series 79TO licenses. Mary has also held previous positions with Whitehall Capital Markets LLC and Smith Point Capital Ltd. Mary is licensed to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/11/2015 - Present
SP Securities LLC (HOUSTON TX)
NY
05/30/2013 - 03/16/2015
WHITEHALL CAPITAL MARKETS LLC (NEW YORK NY)
NC
04/07/2010 - 10/15/2012
SMITH POINT CAPITAL LTD (CHAPEL HILL NC)
BC
Issued 12/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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