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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Susan Kiniklis is a financial advisor with over 25 years of experience in the financial services industry. Mary is currently registered with Morgan Stanley. Mary has a broad range of experience, having worked with clients of all types, including individuals, high-net-worth individuals, institutions, and corporations. Mary holds the Series 3, 7, 9, 10, 24, 31, 63, 65, and 66 licenses, as well as the SIE exam. Mary has a strong track record of success in helping her clients achieve their financial goals. Mary has previously worked at Citigroup Global Markets Inc. and Dresdner Kleinwort Benson North America LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
04/02/2020 - Present
Morgan Stanley (Boston MA)
MA
02/02/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DANVERS MA)
NY
07/15/2004 - 02/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/29/1999 - 06/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/17/1996 - 09/10/1999
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
NY
11/28/1994 - 12/17/1996
DRESDNER SECURITIES (USA) INC. (NEW YORK NY)
BOTH
Issued 12/14/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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