Unclaimed
Mary Susan Hall is a Registered Representative and Investment Advisor Representative. She is currently registered with Ausdal Financial Partners, Inc. She has been in the industry since 1996 and holds the Series 7, Series 66, and SIE exams. Mary Susan Hall has previous experience at CAPWEST SECURITIES, INC., UNITED SECURITIES ALLIANCE, INC., LINSCO/PRIVATE LEDGER CORP., and PRUDENTIAL-BACHE SECURITIES INC. Mary Susan Hall specializes in Financial Planning and Portfolio Management. She currently works with clients in Colorado, Idaho, North Carolina, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
CO
09/07/2011 - Present
Ausdal Financial Partners, Inc. (GREELEY CO)
CO
09/16/2005 - 08/24/2011
CAPWEST SECURITIES, INC. (GREELEY CO)
CO
11/24/2004 - 10/11/2005
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
SC
08/15/1990 - 12/06/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
03/14/1987 - 12/05/1988
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
09/26/1986 - 01/07/1987
WADDELL & REED, INC.
BOTH
Issued 07/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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