Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Sue Vaughn is a financial advisor with LPL Financial LLC. Mary Sue Vaughn has been in the financial industry since August 30, 2012. Mary Sue Vaughn has passed the Series 6, Series 99TO and SIE exams. Mary Sue Vaughn is currently registered with FINRA and the state of California. Mary Sue Vaughn specializes in a variety of financial services including insurance, mutual funds, variable annuities, fixed annuities, and retirement planning. Mary Sue Vaughn previously worked at CUSO FINANCIAL SERVICES, L.P. for 11 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/27/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
08/13/2012 - 03/08/2024
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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