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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Banis is a financial advisor who has been working in the industry since 1982. She is currently registered with UBS Financial Services Inc. and has a combined Series 66 and Series 63 license. She has been a financial advisor in the Boston area since 2008. Mary holds multiple securities licenses, including Series 7, 3, and 10. She is also a Registered Investment Advisor. Mary is a member of FINRA and has held licenses with several firms over her career, including COHMAD Securities Corporation, Fidelity Brokerage Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
05/28/2020 - Present
UBS Financial Services Inc. (BOSTON MA)
NA
08/07/1991 - 06/04/1992
COHMAD SECURITIES CORPORATION
NA
03/29/1984 - 06/16/1989
FIDELITY BROKERAGE SERVICES, INC.
NA
04/22/1982 - 08/11/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/23/1981 - 10/21/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 07/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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