Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Romagosa is a financial advisor who has been working in the industry since 1988. Mary has a background in law and has been a registered representative with LPL Financial LLC since 2015. Mary is also a registered investment advisor in the state of Louisiana. Mary has a range of experience and licenses, including Series 6, 7, 22, 63, and 65 licenses. She has also earned the Chartered Financial Consultant designation. Mary is dedicated to providing financial advice and investment management services to individuals, families, and businesses. Mary is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
10/20/2015 - Present
LPL Financial LLC (LAFAYETTE LA)
LA
01/05/1994 - 09/08/2009
MUTUAL SERVICE CORPORATION (LAFAYETTE LA)
OH
12/11/1990 - 12/31/1993
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
MA
02/03/1988 - 11/24/1990
SMA EQUITIES, INC. (WORCESTER MA)
IA
Issued 10/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/01/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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