Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Josephs is a registered representative and investment banking professional with over 13 years of experience in the financial services industry. Mary is currently registered with Verit Advisors Capital Markets LLC, a firm specializing in capital markets and financial advisory services. She holds the Series 7, Series 24, Series 63, Series 79, and Series 99TO licenses and is a registered principal. Prior to joining Verit Advisors, Mary has held positions at various financial institutions including Equibase Capital Markets, LLC, BCC Advisory Services, LLC, Banc of America Securities LLC, and LaSalle Financial Services, Inc. Mary has a strong track record of success in providing investment advice and executing trades for her clients. Her expertise spans a wide range of investment products and services, including stocks, bonds, mutual funds, and investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/08/2016 - Present
Verit Advisors Capital Markets LLC (CHICAGO IL)
IL
07/28/2010 - 12/23/2013
EQUIBASE CAPITAL MARKETS, LLC (CHICAGO IL)
IL
09/23/2009 - 06/17/2010
BCC ADVISORY SERVICES, LLC (CHICAGO IL)
TX
12/20/2007 - 06/10/2009
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
IL
02/13/2007 - 05/29/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
BC
Issued 12/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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