Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ruth Bennett has been in the financial services industry since November 22, 1997. Mary is currently a registered representative with Commonwealth Financial Network. Previously, Mary has held positions with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Gunnallen Financial, Inc, AFD, Inc., Fidelity Brokerage Services, Inc., Key Investments Inc., FISCO EQUITY, INC. and Prudential Securities Incorporated. Mary is licensed in the state of Maine and has passed the Series 7, Series 22, Series 63, Series 66 and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
07/23/2012 - Present
Commonwealth Financial Network (Portland ME)
ME
06/01/2009 - 08/01/2012
MORGAN STANLEY SMITH BARNEY (PORTLAND ME)
ME
01/12/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
NY
08/10/2006 - 01/05/2007
GUNNALLEN FINANCIAL, INC (RIDGEWOOD NY)
IL
05/10/2000 - 12/31/2001
AFD, INC. (NORTHBROOK IL)
RI
02/05/1996 - 04/06/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
OH
01/08/1994 - 01/25/1996
KEY INVESTMENTS INC. (CLEVELAND OH)
RI
07/02/1993 - 01/04/1994
FISCO EQUITY, INC. (LINCOLN RI)
NY
02/23/1993 - 07/06/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 03/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2006
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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