Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Rosenquist is a financial advisor registered with Morgan Stanley, located in Deerfield, Illinois. Mary has been working in the financial services industry since 1992. Mary is licensed to provide financial services in a number of states, including Texas, Illinois, and many others. Mary has a range of licenses and qualifications, including Series 7, 10, 24, 27, 63, and 66. Mary previously worked at Hightower Securities, LLC, Deutsche Bank Securities Inc., Delano Group Securities, L.L.C., Bear, Stearns & Co. Inc., and Prudential Securities Incorporated. Mary's expertise and experience make her well-equipped to provide financial guidance to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
04/15/2020 - Present
Morgan Stanley (Deerfield IL)
FL
01/06/2009 - 12/14/2010
HIGHTOWER SECURITIES, LLC (PALM BEACH GARDENS FL)
IL
01/09/2006 - 11/13/2008
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
IL
10/28/1999 - 10/31/2005
DELANO GROUP SECURITIES, L.L.C. (WILMETTE IL)
NY
07/20/1995 - 11/10/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/06/1991 - 06/06/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 03/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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