Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Romeo is a financial advisor registered with LPL Financial. Mary has been in the industry since July 31, 2005. Mary is registered in New Jersey, South Carolina and Texas. Mary Romeo has been a financial advisor for over 20 years. She has a strong background in investment management, financial planning, and retirement planning. Mary provides financial planning and investment management services to individuals and businesses. She is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
10/13/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
NJ
10/22/2020 - 03/23/2021
PRUCO SECURITIES, LLC. (NEWARK NJ)
FL
08/29/2019 - 10/30/2019
IFP SECURITIES, LLC (TAMPA FL)
MA
09/28/2017 - 01/08/2019
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
03/25/2017 - 01/08/2019
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
NJ
12/18/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ISELIN NJ)
NY
03/01/2012 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
03/01/2012 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
03/01/2012 - 09/06/2013
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
03/09/2005 - 10/12/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)
MN
03/09/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
09/05/2003 - 02/24/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 10/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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