Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary McNiff is a financial advisor with over 20 years of experience in the industry. She currently works at Fidelity Brokerage Services LLC in Hermosa Beach, California. Mary has held previous roles at PRINCOR FINANCIAL SERVICES CORPORATION, PRINCIPAL FUNDS DISTRIBUTOR, INC., and MORGAN STANLEY DW INC. Mary holds Series 7, 31 and 66 licenses and is registered in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/15/2015 - Present
Fidelity Brokerage Services LLC (HERMOSA BEACH CA)
MN
09/04/2003 - 06/22/2015
PRINCOR FINANCIAL SERVICES CORPORATION (MINNETONKA MN)
IA
10/22/2007 - 09/23/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NY
08/07/2001 - 08/01/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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