Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary McGinty is a financial advisor with ADP Broker-Dealer, Inc. Mary has been in the industry since 2012 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Kentucky. Mary holds the Series 7, Series 63, and Series 6TO licenses. Mary has experience working with LPL Financial LLC. The primary office for Mary is located in Louisville, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/05/2015 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
IN
11/15/2010 - 06/24/2013
LPL FINANCIAL LLC (NEW ALBANY IN)
BC
Issued 01/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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