Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Philpott is a financial advisor at Wells Fargo Clearing Services, LLC. Mary has been working in the financial industry since 2000. Mary has a broad range of experience, including investment consulting services to institutional clients, financial planning, and portfolio management for both individuals and businesses. Mary is registered with the state of South Carolina and has passed a number of industry exams, including the Series 7, Series 10, Series 31, and Series 63 exams. Mary previously worked at RBC Centura Securities, Inc., and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/29/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
SC
11/16/2004 - 12/13/2019
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE SC)
NC
05/24/2004 - 11/01/2004
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
MO
06/15/2002 - 04/01/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
10/24/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 10/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mary Philpott is the right advisor for you? Invested Better is here to help.
