Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Paeng is a financial professional who has been in the industry since August 2000. Mary is currently registered with Wren Capital, LLC and is located in San Francisco, California. Mary has held several previous positions with firms including Conifer Securities LLC, HSBC Securities (USA) Inc., Warburg Dillon Read LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., and S.G. Warburg & Co. Inc. Mary has passed the Series 7, Series 24, Series 63, Series 14, Series 99TO, and Series 79TO exams. Mary is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/28/2010 - Present
Wren Capital, LLC (SAN FRANCISCO CA)
CA
01/11/2010 - 06/30/2010
CONIFER SECURITIES LLC (SAN FRANCISCO CA)
NY
07/09/2009 - 01/04/2010
CONIFER SECURITIES LLC (NEW YORK NY)
NY
11/09/1998 - 06/04/2002
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
06/29/1998 - 07/24/1998
WARBURG DILLON READ LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
06/03/1996 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
03/15/1994 - 06/03/1996
S.G. WARBURG & CO. INC. (NEW YORK NY)
NA
02/16/1993 - 02/16/1994
JAMES CAPEL INCORPORATED
BC
Issued 07/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mary Paeng is the right advisor for you? Invested Better is here to help.
