Unclaimed
Mary Mullins is a registered representative and investment banking professional with Piper Sandler & Co., based in Houston, TX. Mary has been in the securities industry since July 2021, and holds Series 63, 79TO, and SIE licenses. Mary is currently registered with the state of Texas, and is active with FINRA. Mary's professional experience is focused on providing financial services to state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/21/2021 - Present
Piper Sandler & Co. (HOUSTON TX)
BC
Issued 07/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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