Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Madeline Matias Miller is a financial advisor with Raymond James & Associates, Inc. Mary Madeline Matias Miller has been in the financial services industry since November 7, 1992. Mary Madeline Matias Miller previously worked at Deutsche Bank Securities Inc., UBS Financial Services Inc., Wedbush Morgan Securities Inc., ABN AMRO Financial Services, Inc., ABN AMRO Incorporated, J.B. Oxford & Company and Countrywide Securities Corporation. Mary Madeline Matias Miller is registered in 23 states. Mary Madeline Matias Miller specializes in portfolio management for individuals and businesses, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/06/2016 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
12/04/2014 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
02/16/2011 - 11/12/2014
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
07/29/2005 - 10/09/2009
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
IL
06/01/2001 - 05/13/2005
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
08/11/2000 - 06/06/2001
ABN AMRO INCORPORATED (STAMFORD CT)
CA
09/16/1999 - 05/04/2000
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CA
11/28/1990 - 08/24/1999
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
BC
Issued 12/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mary Matias miller is the right advisor for you? Invested Better is here to help.
