Unclaimed
Mary Phillips is a registered representative with Northwestern Mutual Investment Services, LLC. Mary has been in the financial services industry since 2004 and is licensed in Delaware, Florida, Maryland, Missouri, New Jersey, North Carolina and Pennsylvania. Mary has also been a Registered Representative of TD Ameritrade, Inc., Raymond James Financial Services, Inc., Primevest Financial Services, Inc., HSBC Securities (USA) Inc., and Lincoln Financial Advisors Corporation. Mary earned her Series 66 license in 2004, her Series 7 in 2004 and her SIE in 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
01/04/2016 - Present
Northwestern Mutual Investment Services, LLC (PHILADELPHIA PA)
PA
11/10/2010 - 12/28/2015
TD AMERITRADE, INC. (PHILADELPHIA PA)
PA
06/04/2008 - 02/13/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (LANCASTER PA)
NJ
01/24/2008 - 06/04/2008
PRIMEVEST FINANCIAL SERVICES, INC. (WOODBURY NJ)
PA
06/26/2007 - 10/22/2007
HSBC SECURITIES (USA) INC. (PHILADELPHIA PA)
NJ
05/03/2004 - 05/25/2007
LINCOLN FINANCIAL ADVISORS CORPORATION (CHERRY HILL NJ)
IN
05/03/2004 - 04/05/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 6/2/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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