Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Mooney is a financial professional with over 20 years of experience in the financial services industry. Mary is currently registered with Virtu Americas LLC, a leading financial services firm. Previously, Mary was registered with several firms including Virtu Financial BD LLC, Virtu Financial Capital Markets LLC, Goldman Sachs & Co., Goldman Sachs Execution & Clearing, L.P. and Spear, Leeds & Kellogg Specialists LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/31/2018 - Present
Virtu Americas LLC (Short Hills NJ)
TX
05/06/2013 - 04/09/2020
VIRTU FINANCIAL BD LLC (AUSTIN TX)
NY
08/23/2016 - 12/24/2018
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
NY
02/05/2013 - 05/22/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/05/2005 - 02/05/2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
12/23/2003 - 01/27/2004
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
05/20/2003 - 08/18/2003
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
10/24/2001 - 08/07/2002
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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