Unclaimed
Mary Maines is a financial professional with over 20 years of experience in the industry. Mary has been registered with Fidelity Brokerage Services LLC since 2009. Prior to that, Mary was registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Mary holds the Series 6, Series 63 and SIE licenses and has worked in Covington, Kentucky for her entire career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
02/13/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
09/21/2007 - 12/11/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
10/01/1997 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 04/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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