Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Fava-marsh is a financial advisor currently registered with UBS Financial Services Inc.. Mary has been active in the financial services industry since 2001. Mary has passed the Series 3, 7, 9, 10, 63, and 65 exams. Mary has a long and varied career in the financial services industry, having previously worked at Morgan Stanley, UBS Financial Services Inc. (formerly known as UBS Financial Services Inc.), Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.. Mary is registered to provide investment advice in California, Colorado, Connecticut, Florida, Massachusetts, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/16/2023 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
04/30/2014 - 01/13/2016
MORGAN STANLEY (PARAMUS NJ)
NJ
12/15/2011 - 05/02/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
06/01/2009 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
04/03/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
IA
Issued 01/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2008
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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