Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Louise Soriano is a financial professional with over 20 years of experience in the financial services industry. Mary is currently registered with Avantax Investment Services, Inc. in Arizona. She has previously held positions with 1ST GLOBAL CAPITAL CORP., DEWAAY FINANCIAL NETWORK, LLC, ASSOCIATED SECURITIES CORP., LINSCO/PRIVATE LEDGER CORP. and WMA SECURITIES, INC.. Mary holds the Series 6, Series 63, and SIE licenses and has a strong background in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
10/25/2019 - Present
Avantax Investment Services, Inc. (PHOENIX AZ)
AZ
04/13/2011 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (PHOENIX AZ)
AZ
07/24/2007 - 10/21/2010
DEWAAY FINANCIAL NETWORK, LLC (SCOTTSDALE AZ)
AZ
12/06/2002 - 06/15/2007
ASSOCIATED SECURITIES CORP. (SCOTTSDALE AZ)
SC
03/28/2000 - 07/11/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
GA
04/02/1998 - 02/09/1999
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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