Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Louise Scott is a securities professional with over 25 years of experience in the financial services industry. Mary currently works for Wallachbeth Capital LLC as a registered representative in Jersey City, NJ. Mary has held previous positions with Direct Access Partners LLC, VDM Institutional Brokerage, LLC and Lehman Brothers Inc. Mary has passed several industry exams, including the Series 7, Series 25, Series 99TO, and the SIE. Mary has been actively registered with FINRA since 2013 and maintains her registration with Wallachbeth Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/03/2013 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
09/22/2009 - 05/21/2013
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
NY
06/29/2007 - 09/21/2009
VDM INSTITUTIONAL BROKERAGE, LLC (NEW YORK NY)
NY
11/01/1997 - 06/07/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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