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Mary Louise Gibbons

RIA Advisory Group, LLC

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About Mary Louise Gibbons

Mary Louise Gibbons is a financial advisor with RIA Advisory Group, LLC. Mary has been in the financial services industry since 1990. Mary is a Registered Representative and Investment Advisor Representative. Mary's areas of expertise include retirement planning, college savings, and estate planning. Mary is committed to providing her clients with personalized financial advice and guidance. Mary's previous employers include LPL Financial LLC, U.S. Bancorp Piper Jaffray Inc., Edward Jones, and New England Securities.

Firm Information

Mary Gibbons is currently registered with RIA Advisory Group, LLC. RIA Advisory Group, LLC is an investment advisor based in DES MOINES, IA. They manage $398,868,182 in regulatory assets under management for 2,799 clients. The firm specializes in portfolio management for individuals. They have 15 licensed agents and 24 investment adviser representatives.
RIA Advisory Group, LLC

500 SW 7TH STREET

DES MOINES, IA 50309

$398.87M

Assets Under Management

29

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mary Gibbons’s Registration & Firm History

IA

03/01/2019 - Present

RIA Advisory Group, LLC (DES MOINES IA)

IA

09/24/2003 - 03/27/2019

LPL FINANCIAL LLC (WEST DES MOINES IA)

MN

09/22/2000 - 10/03/2003

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

MO

07/23/1997 - 09/29/2000

EDWARD JONES (ST. LOUIS MO)

NY

12/23/1991 - 12/16/1992

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

05/01/1990 - 08/05/1991

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/14/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/05/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1997

Series 7 - General Securities Representative Examination

BC

Issued 04/30/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Mary Louise Gibbons. Review regulatory record here.
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