Unclaimed
Mary Lisa Cooper is a financial professional with over 25 years of experience in the industry. Mary has held positions at several firms including Touchstone Securities, Inc. and ARM Securities Corporation. Mary currently works at Nationwide Investment Services Corp. and holds several licenses and registrations including Series 6, 7, 24, 26, 63, and SIE. Mary is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
02/21/2011 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
03/28/2000 - 06/11/2010
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
ND
04/08/1996 - 03/28/2000
ARM SECURITIES CORPORATION (MINOT ND)
BC
Issued 02/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/22/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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