Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Lisa Buckley is a financial professional with over 35 years of experience in the industry. Mary Lisa is currently registered with Wells Fargo Clearing Services, LLC and has been associated with the firm since September 1994. Prior to joining Wells Fargo, Mary Lisa was registered with Kessler & Company Investments, Inc. and Prudential-Bache Securities Inc. Mary Lisa's professional experience includes serving as a General Securities Sales Supervisor and she has held various other roles in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
09/12/1994 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
09/08/1987 - 03/09/1993
KESSLER & COMPANY INVESTMENTS, INC. (DENVER CO)
NA
09/25/1985 - 08/01/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/08/1986 - 08/18/1987
PROFESSIONAL BROKERAGE SERVICES INC.
BC
Issued 12/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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