Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Gaeta is a registered representative with Northwestern Mutual Investment Services, LLC, a firm with a long history in financial services. Mary is licensed in several states, including California, Illinois, Iowa, Nevada, New Mexico, Texas and Washington. Mary holds the Series 63, 6TO and SIE licenses. Mary's primary focus is helping clients with their financial goals. Mary may work with individuals and families who have a wide variety of financial needs and may recommend a range of investment products, insurance products and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CA
10/21/2021 - Present
Northwestern Mutual Investment Services, LLC (Santa Monica CA)
BC
Issued 03/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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