Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Limoncelli Harlos is a financial advisor with Empower Financial Services, Inc.. Mary has been in the financial services industry since 2007. Mary is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 3, 6, 7, 24, 26, 63, and 65 licenses. Mary is also registered in all 50 states. Mary was previously employed by PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC and FORUM FINANCIAL SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
NC
07/24/2008 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Cary NC)
ME
12/17/1996 - 11/12/1997
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
NY
09/05/1991 - 02/14/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/22/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/11/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/10/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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