Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Laake Epstein is a financial advisor who has been working in the financial services industry for over 20 years. Mary is currently registered with Wells Fargo Clearing Services, LLC and is based in Houston, TX. She is licensed in Texas. Mary has a broad range of experience in the financial services industry, including previous roles with Fidelity Brokerage Services LLC, Cain Brothers & Company, LLC, SWBT Securities, Inc., FISERV INVESTOR SERVICES, INC., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and Wells Fargo Brokerage Services, L.L.C. Mary is a Series 7 and Series 66 licensed professional and specializes in providing financial advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/04/2014 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
08/13/2007 - 07/30/2014
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
TX
12/06/2005 - 04/04/2007
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
NY
01/03/2005 - 10/07/2005
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
TX
05/13/2003 - 01/16/2004
SWBT SECURITIES, INC. (HOUSTON TX)
TX
11/20/2001 - 05/15/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
12/13/2000 - 05/31/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/06/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/08/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BOTH
Issued 11/01/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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