Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Cunningham is a financial advisor with Morgan Stanley, located in Bend, Oregon. Mary Cunningham has been working in the financial services industry since 2002. She is a registered representative of Morgan Stanley and an investment advisor representative. Mary Cunningham holds FINRA Series 7, 9, 10, 63 and 65 licenses. She is also a member of the Securities Industry Essential Examination (SIE). She is also registered to do business in 33 states. Prior to joining Morgan Stanley, Mary Cunningham was employed with VOYA FINANCIAL ADVISORS, INC., VOYA INVESTMENTS DISTRIBUTOR, LLC, ING INVESTMENT MANAGEMENT SERVICES LLC, M.J. WHITMAN LLC, ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC., PRUDENTIAL SECURITIES INCORPORATED, SALOMON SMITH BARNEY INC. and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OR
04/14/2022 - Present
Wealthpenn.comllc (Bend OR)
CT
10/07/2016 - 06/15/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
NY
08/16/2010 - 08/22/2016
VOYA INVESTMENTS DISTRIBUTOR, LLC (NEW YORK NY)
NY
11/02/2005 - 08/16/2010
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
NY
01/21/2005 - 10/10/2005
M.J. WHITMAN LLC (SARATOGA SPRINGS NY)
TN
04/17/2003 - 08/29/2003
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
12/09/1999 - 04/24/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/13/1999 - 07/14/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/15/1998 - 05/11/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/2/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/15/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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