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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Becker is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Mary has been in the industry since 2008 and has a broad range of experience in the financial services industry. Mary is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 66 and SIE licenses. Mary is also registered with the state of Kentucky as an Investment Advisor Representative. Mary provides a variety of financial services to individual and institutional clients, including portfolio management, financial planning and investment advice. Mary specializes in providing services to individuals, corporations, and institutional clients. Mary’s firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a leading financial services firm that offers a wide range of products and services to clients around the world.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/22/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CINCINNATI OH)
OH
03/16/2012 - 06/28/2012
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
03/19/2009 - 03/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
OH
05/13/2008 - 02/26/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
BOTH
Issued 10/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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