Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Shannon is a securities professional with over eight years of experience in the financial industry. Mary is currently registered with Wellington Funds Distributors Inc., a broker-dealer firm headquartered in New York City. She holds a variety of licenses and registrations including Series 63, Series 24 and Series 7. Mary has been a licensed representative in several states including Arkansas, Florida, Illinois, Indiana, Massachusetts, Nevada, New Hampshire, New Mexico, New York, Ohio, Rhode Island, South Dakota, Texas and the Virgin Islands. Mary's areas of expertise include investment advisory, financial planning, and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/16/2015 - Present
Wellington Funds Distributors Inc. (New York NY)
BC
Issued 04/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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