Unclaimed
Mary Kay Vanderweyst is a registered representative with Cetera Investment Advisers LLC and has been in the securities industry since May 13, 2001. Mary Kay has a Series 7, Series 66, and a SIE license. Mary Kay's office is located in HOT SPRINGS, AR. Mary Kay has worked for a number of firms during her career, including Edward Jones, PrimeVest Financial Services, Inc., CUSO Financial Services, L.P., CETERA INVESTMENT SERVICES LLC, and VALIC FINANCIAL ADVISORS, INC.
HOT SPRINGS, AR
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
02/27/2023 - Present
Cetera Investment Advisers LLC (HOT SPRINGS AR)
MN
06/14/2018 - 12/31/2019
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
06/14/2018 - 12/31/2019
CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)
MN
05/08/2018 - 05/18/2018
VALIC FINANCIAL ADVISORS, INC. (EDINA MN)
MN
12/08/2016 - 09/06/2017
HD VEST INVESTMENT SERVICES (Plymouth MN)
MN
11/25/2015 - 09/15/2016
CETERA INVESTMENT SERVICES LLC (BUFFALO MN)
MN
12/09/2013 - 11/04/2015
CUSO FINANCIAL SERVICES, L.P. (Maple grove MN)
MN
07/19/2013 - 12/23/2013
PROEQUITIES, INC. (SAINT CLOUD MN)
MN
10/02/2006 - 04/12/2012
EDWARD JONES (BIG LAKE MN)
MN
09/29/1998 - 05/30/2006
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 10/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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